DISCUSSION

Evaluation of the axilla has been a major focus of interest in the treatment and staging of patients with invasive breast cancer. Axillary lymph node status continues to be the single most important prognostic variable in patients with carcinoma of the breast.1-4 The issue of staging the axilla is of particular importance in patients with small invasive carcinomas (< 1 cm), given that detection of nodal disease alters the postoperative management by providing adjuvant chemotherapy in a group of patients that would not receive it otherwise. There is continued debate about the role of axillary dissection in this patient population. Previous series reported in the literature have shown a substantial variation in the incidence of ALNM from 3% to 37% in those with small invasive carcinomas. Attempts have been made to identify factors that may predict an increase risk of nodal involvement in this group of patients.

Silverstein and coworkers5 in a retrospective study reported an incidence of ALNM in 3% of patients with T1a and 17% with T1b tumors. They determined that increasing size of the tumor was predictive of ALNM, and given the low incidence of ALNM with T1a tumors in this study, the authors recommended elimination of axillary dissection in those with tumors less than 0.5 cm.

Others have advocated a more selective approach in examining the axilla. Mustafa and colleagues6 in a review of more than 2,100 patients with < 1-cm invasive tumors identified from a state-wide tumor registry reported a 21% rate of ALNM in this group. They determined by univariate and multivariate analyses that the incidence of nodal involvement depended not only on the size of the tumor but also on the grade of the tumor and the patient's age. They concluded that any decision about the elimination of axillary dissection in patients with small invasive tumors should take into account not only the tumor size, but in addition other factors such as the grade of the tumor and the patient's age.

In the present study, we attempted to identify patient and tumor characteristics that would predict ALNM in those with T1a and T1b invasive breast cancers. We demonstrate an 18% overall incidence of ALNM in patients with tumors < 1 cm. By univariate analysis, four predictors of lymph node involvement were identified, which include: younger age of the patient, increasing size and grade of the tumor, and the presence of lymphatic or vascular invasion. Multivariate analysis continued to identify patient age, tumor size, and grade of the tumor as significant predictive factors of ALNM. Lymphatic and vascular invasion could not be assessed by multivariate analysis because of unknown lymphatic or vascular status in a significant number of patients. Of the 14 patients identified in this study with ALNM and positive lymphatic or vascular invasion, none had tumors < 0.5 cm.

Tumor size has consistently been shown to be associated with frequency of ALNM.1-7 Again, our study demonstrated tumor size as the most significant independent predictive factor for ALNM by multivariate analysis. Patients were three-and-a-half times more likely to have ALNM with every 0.10-cm increase in tumor size.

Increasing age was inversely correlated with the presence of nodal disease in our study. ALNM was 40% less likely to develop in women greater than 50 years of age compared with those younger than 50 years of age. Others have reported these findings. Mustafa and colleagues9 showed that the incidence of nodal metastases doubled in women less than 40 years of age when compared with those greater than 40 years of age. A review of the Surveillance, Epidemiology, and End Results data of more that 12,000 patients with T1a and T1b tumors demonstrated that increasing patient age was associated with a progressively decreasing frequency of ALNM. This ranged from 22.6% in women younger than 40 years of age to 10% in women older than 70 years of age.10 Although the reason for the age-related difference is not entirely clear, some have attributed a biologically more aggressive disease in the younger patient.11

In addition, we show that tumor grade is an important predictor of ALNM in patients with tumors < 1 cm. Our data indicate that patients with histologic grade 3 tumors are two-and-a-half times more likely to have nodal involvement compared with patients with grade 1. Of the 22 patients identified in this study with ALNM and grade 3 tumors, 17% were T1a and 77% were T1b. Shoup and coworkers12 reported similar results of poor tumor grade and associated increase in nodal disease. In their study, 44% of patients with grade 3 tumors had ALNM.

Although some studies have reported an extremely low risk of ALNM in patients with small invasive tumors, particularly T1a (< 5-mm) lesions, and advocate for the complete elimination of axillary lymph node dissections, we were unable to identify in our study any subgroup of patients that had an acceptable low risk of lymph node metastases. When four of the favorable clinical and pathologic parameters were analyzed in our study, that is, T1a (< 5-mm) tumors that were well-differentiated (grade 1) and lacked lymphatic or vascular invasion in patients older than 50 years of age, a total of 108 patients were identified with 13% having ALNM. When age increased to more than 60 years and all other parameters remained the same, an incidence of ALNM was seen in 8.7% of patients.

Given our results and those of others, we cannot advocate the complete elimination of axillary lymph node dissections in those patients with T1a or T1b invasive carcinomas, but given the recent advances in intraoperative lymphatic mapping and sentinel lymph node biopsy, the use of these techniques may be a reasonable alternative to traditional axillary dissections. Interestingly, these methods may actually increase the rate of ALNM found in patients with small invasive tumors. With sentinel node biopsy methods, the identifiable node is carefully examined by immunohistochemical staining methods and serial sectioning, allowing a more thorough pathologic examination of the axilla. Reports indicate that by using these methods compared with conventional hematoxylin and eosin staining an increase in identifying metastatic disease to lymph nodes is increased by at least 10%.13 Giuliano and coworkers14 retrospectively used immunohistochemical staining in a study of patients with T1 carcinomas. They identified 15 patients with ALNM by these methods, of which 7 were negative by hematoxylin and eosin, and reported an increase from 10% to 15% in the nodal metastases in patients with T1a tumors using these methods.

We recognize that several patient and tumor characteristics such as younger age of the patient and increasing size and grade of the tumor are predictive of ALNM in patients diagnosed with small invasive breast cancers. We were unable to identify in this study any subgroup of patients that had an acceptable low risk of ALNM. Our recommendation for patients diagnosed with T1a and T1b tumors is to have their axilla investigated for metastatic disease either by traditional axillary lymph node dissections or by intraoperative lymphatic mapping and sentinal lymph node biopsy techniques.

Introduction | Methods | Results | Discussion | References

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